Concordal
The Decision Dialectic · Concord
Compliance & transparency

How we're licensed, how we audit, how we keep regulators sane

Every regulatory claim on this site — Hero kicker, /pricing badge, Footer pill, /decision trust strip — is verifiable on this page. If you spot a discrepancy, email the compliance address below.

Status as of May 2026 · Material changes will be reflected here
License posture

HK SFC Type 4 (Advising on Securities) — in preparation

Concordal intends to operate as a licensed entity under HK SFC. Current state: (1) HK OpCo 'TradingAgents (HK) Ltd.' incorporation in progress (Vistra-assisted); (2) Responsible Officer (RO) + HK office address under confirmation; (3) Type 4 application targeted within 60 days of OpCo registration.

Cayman HoldCo registered
Brand positioning ('Concord')
HK OpCo registration (Vistra)
SFC Type 4 — RO nomination
SFC Type 4 — application submitted
SFC Type 4 — license granted
Material disclosure

Until license grant, Concordal provides a decision-support tool only — not investment advice. All marketing copy referring to 'licensed' is qualified with 'in preparation'. Every decision result includes a red disclaimer banner.

Data retention

What data, how long, who sees it

Data typeRetentionVisibility
Decision trace (LLM calls, tokens, reasoning)Indefinite (audit requirement)Owner + regulator (subpoena)
Email (magic-link auth)30 days after account deletionStripe + email provider only
Payment data (Stripe)Per Stripe (≥ 7 years)We never store card numbers; Stripe-side only
Decision share links (shareId)Until user revokesPublic to anyone with the link
Reflection memory (system learning)Indefinite; user-clearableOwner's future decisions only
Server logs (IP, user-agent)90 daysRender + Vercel ops only
GDPR / PDPO rights: Any user may request data export / deletion by emailing privacy@concordal.hk. We respond within 72 hours.
Audit log

Every LLM call leaves an immutable trace

For every decision, the system records:

  • Per-agent LLM model, exact call time, input/output token count, dollar cost
  • Raw timestamps from every data source (SEC EDGAR / Reddit / akshare / EastMoney)
  • Final recommendation + confidence + risk flags (BUY / HOLD / SELL)
  • If dual-LLM consensus is enabled, the second model's independent verdict + agreement score
  • Full trace is shareable via public link (user-authorized) or kept private (default)
LLM provider posture

Live / scaffolded / planned

● LIVE
DeepSeek V4
Primary · deepseek-chat
● LIVE
Gemini 2.5 Pro
Fallback
○ SCAFFOLD
OpenAI / Anthropic
Code wired, awaiting corp account
○ SCAFFOLD
Qwen / GLM (阿里 / 智谱)
China-side fallback
· PLANNED
FinGPT
Finance-specialised LLM
· PLANNED
Claude (Constitutional)
Manager final-review candidate
Contact compliance

Right person, right inbox

Inboxes are monitored by the compliance lead under RO supervision. Every email gets a first response within 72 hours. Regulatory complaints are automatically copied to external legal counsel.

Disclosure for transparency only · Not legal or financial advice · Concordal · Concord